Investor centre

It's time to show some style

30 October 2007


By Tim Hewson


As the tidal sands of the global markets continue to shift, now is the time for investors to consider the importance of Investment Style.


In the past we discussed the importance of setting objectives, understanding your pain threshold, diversification benefits and the advantages of employing dynamic, strategic and tactical asset allocation.


However, in order to integrate these concepts and put them into perspective, we must also understand the different types of investment styles available and how they can help investors achieve their investment goals.


Everyone's style is different


Firstly, it's important to acknowledge that different investment styles perform in their own ways in various and changing market conditions, and will therefore suit some investors but not others. At the very least, investment styles can help investors better manage their expectations.


Whilst many funds might appear to be similar, not all funds are the same and it is typically the fund manager's investment style, which separates one fund manager from another.


An investment style could be considered much the same as an investment philosophy. They usually represent a set of theoretical guidelines, which ultimately determine the boundaries of a fund managers decision making capacity, or the constraints that they must operate within, when managing money on behalf of investors.


Since investment styles are an important consideration for investors, ensuring a fund manager sticks to the nominated investment strategy is also important as it allows you to more accurately align their style with that of your own.


Which style suits you?


There are three major types of investment styles -

  • Growth

  • Value

  • GARP (Growth at a Reasonable Price)


Growth styles


As the name suggests, fund managers focused on growth, typically look for investment opportunities with the greatest potential to grow in value. They usually buy potential growth investments and sell the ones that are expected to under perform relative to other opportunities.


An example of a typical growth strategy is a fund that invests in equities or shares. In this instance, fund managers seeking growth will look for shares with above average earnings and stocks with the greatest potential for profit. Put more simply, fund managers will invest in shares with a high Price to Earnings ratio (P/E), strong balance sheet, effective debt management and a solid track record.


The obvious benefit of growth strategies is their potential for upside capital appreciation. A fund manager can also provide investors with diversified access to a portfolio of growth-focused investments, by spreading money across multiple investments.


Of course, there is also the possibility that growth will not materialise, the investment will under perform the broader market, or that the successful growth manager will attract attention, leading to momentum buying, which drives down capital growth.


Value styles


In contrast, value based strategies have been favoured since the tech wreck and the excessive and unsustainable valuations of the 1990's.


Usually less volatile than growth strategies, value based strategies tend to take a longer term view on market cycles, and are less volatile in their buying and selling behaviour throughout peak and trough cycles.


Value managers typically purchase investments at discounted or undervalued prices, and expect to turn a profit based on their analysis of potential earnings growth, high cash flows and a low P/E. While this investment style is often accused of having a negative short-term impact on prices, value investors also run the risk of bargain stock staying at low prices for other reasons. Namely market misprising, poor timing and inflated expectations.


Growth at a Reasonable Price (GARP) styles


In contrast to growth and value managers, style-neutral GARP managers believe they can exploit both styles as they seek opportunities for undervalued investments that have perceived potential for sustainable long-term growth.


Often useful when the market becomes volatile, this style lets managers trade in and out of various under or over performing stocks, make more defensive investments and look for longer term opportunities.


However, the major challenge for these managers is managing both strategies during volatile market conditions. In a sharply declining market, where growth stocks are likely to lose capital value quickly, P/E expectations rescind and it can become increasingly difficult to implement a values based approach.


A mix and match of styles


It is important to remember that each style has its own application during various market conditions. Importantly, certain styles will also suit some investors and not others.


The confident investor is unlikely to place all investments into just one strategy and most analysts recommended using a combination.


Utilising the principle of diversification, investors can also combine growth, value or GARP styles with other types of investment strategies. These might be asset class specific, more sector driven, thematic, focus on cycles, or even index specific.


The alternative is to consider multi-manager funds that employ a multi-style strategy. Similar to outsourcing the investment decision making process and investing indirectly via managed funds, multi-manager funds offer investors instant diversification across the various options.


A multi-manager typically makes several allocations across a number of fund managers each specialising in a particular asset class, investment strategy or style.


Whilst many typically think of multi-manager products as being defensive, multi-manager funds can have a bias to growth or value strategies. In either case, multi-manager funds often take the headache out of having to research, analyse, compare, select, invest and monitor multiple investments within your portfolio, and provide a useful addition to a diversified portfolio in their own right.


Investing...it's all about style!


Thanks for reading, see you next time.

 

About the author

Tim HewsonTim Hewson  MA (UNSW)
Senior Manager - Investments and Managed Funds
International Direct Banking
Rabobank


Tim joined Rabobank in February 2006 as the Director, Structures and Investments and as part of the Global Financial Markets business working extensively in the structured credit, interest rate and fund derivates  and commodity-linked investment markets.

As part of Rabobank's RaboPlus team, he was responsible for the development, design and implementation of the uniquely innovative retail banking platform which provides Australian retail investors with access to a range of investments and managed funds.

Prior to joining Rabobank, Tim spent more than four years in the wealth management industry  working for a specialist investment firm focused on structured credit investments, alternative investment strategies and structured product development.

Prior to his time in wealth management, Tim spent more than five years working in the Financial Markets at The Commonwealth Bank of Australia (CBA) in the credit and interest rate markets.

 

Important note: Before making any financial or strategic decision you should obtain professional advice which takes into account your personal circumstances and objectives. This article is not professional advice and does not take into account your personal circumstances or objectives.

The views and opinions expressed in this article are those of the author and do not necessarily represent the views and opinions of Rabobank Australia Limited.